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Date Issued

Community Planning and Development

  •  
    Status
      Open
      Closed
    2017-LA-1006-001-A
    $6,529,501
    Questioned Costs

    Recommendations with questioned costs identify costs: (A) resulting from an alleged violation of a law, regulation, contract, grant, or other document or agreement governing the use of Federal funds; (B) that are not supported by adequate documentation (also known as an unsupported cost); or (C) that appear unnecessary or unreasonable.

    Support the eligibility of $6,529,500 in code enforcement costs, including meeting code enforcement requirements, preparing time distribution reports, and supporting vehicle costs, or repay the program from non-Federal funds (appendix D).

  •  
    Status
      Open
      Closed
    2017-LA-1006-001-B

    Suspend funding to its code enforcement program until it can show that it has implemented controls, addressed its capacity issues, and understands and abides by HUD requirements.

  •  
    Status
      Open
      Closed
    2017-LA-1006-001-C
    $4,565
    Questioned Costs

    Recommendations with questioned costs identify costs: (A) resulting from an alleged violation of a law, regulation, contract, grant, or other document or agreement governing the use of Federal funds; (B) that are not supported by adequate documentation (also known as an unsupported cost); or (C) that appear unnecessary or unreasonable.

    Repay the program $4,565 from non-Federal funds for ineligible code enforcement program costs.

  •  
    Status
      Open
      Closed
    2017-LA-1006-001-D
    $139,071
    Questioned Costs

    Recommendations with questioned costs identify costs: (A) resulting from an alleged violation of a law, regulation, contract, grant, or other document or agreement governing the use of Federal funds; (B) that are not supported by adequate documentation (also known as an unsupported cost); or (C) that appear unnecessary or unreasonable.

    Repay the program $139,071 from non-Federal funds for ineligible tire team code enforcement program costs.

  •  
    Status
      Open
      Closed
    2017-LA-1006-001-E
    $19,919
    Questioned Costs

    Recommendations with questioned costs identify costs: (A) resulting from an alleged violation of a law, regulation, contract, grant, or other document or agreement governing the use of Federal funds; (B) that are not supported by adequate documentation (also known as an unsupported cost); or (C) that appear unnecessary or unreasonable.

    Repay the program $19,919 from non-Federal funds for ineligible antigraffiti program salary costs.

  •  
    Status
      Open
      Closed
    2017-LA-1006-001-F
    $1,107,000
    Questioned Costs

    Recommendations with questioned costs identify costs: (A) resulting from an alleged violation of a law, regulation, contract, grant, or other document or agreement governing the use of Federal funds; (B) that are not supported by adequate documentation (also known as an unsupported cost); or (C) that appear unnecessary or unreasonable.

    Support the eligibility of the $1,107,000 in after school program costs, including meeting the limited clientele national objective, or repay the program from non-Federal funds.

  •  
    Status
      Open
      Closed
    2017-LA-1006-001-G
    $218,028
    Questioned Costs

    Recommendations with questioned costs identify costs: (A) resulting from an alleged violation of a law, regulation, contract, grant, or other document or agreement governing the use of Federal funds; (B) that are not supported by adequate documentation (also known as an unsupported cost); or (C) that appear unnecessary or unreasonable.

    Support the eligibility of the $218,028 in antigraffiti costs or repay the program from non-Federal funds.

  •  
    Status
      Open
      Closed
    2017-LA-1006-001-H
    $55,000
    Questioned Costs

    Recommendations with questioned costs identify costs: (A) resulting from an alleged violation of a law, regulation, contract, grant, or other document or agreement governing the use of Federal funds; (B) that are not supported by adequate documentation (also known as an unsupported cost); or (C) that appear unnecessary or unreasonable.

    Support the eligibility of the $55,000 subrecipient drawdown or repay the program from non-Federal funds.

  •  
    Status
      Open
      Closed
    2017-LA-1006-001-I
    $428,373
    Funds Put to Better Use

    Recommendations that funds be put to better use estimate funds that could be used more efficiently. For example, recommendations that funds be put to better use could result in reductions in spending, deobligation of funds, or avoidance of unnecessary spending.

    Develop and implement written code enforcement policies and procedures to meet CDBG requirements or amend the funding for another CDBG-eligible project. Improving code enforcement controls will result in $428,373 in funds to be put to better use.

  •  
    Status
      Open
      Closed
    2017-LA-1006-001-J

    Execute contractual agreements with each CDBG recipient department to ensure compliance with all Federal guidelines.

  •  
    Status
      Open
      Closed
    2017-LA-1006-001-K

    Develop and implement written policies and procedures for specific departments, update and implement CDBG-specific written policies and procedures, and provide formal training and technical assistance to the Development and Resource Management Department employees to ensure that they understand and follow CDBG requirements.

  •  
    Status
      Open
      Closed
    2017-LA-1006-001-L

    Develop and implement a monitoring program within the City’s Development and Resource Management Department to ensure that it periodically monitors and provides guidance to its subrecipient(s) and City departments on how to administer CDBG funds.

Community Planning and Development

  •  
    Status
      Open
      Closed
    2017-AT-1008-001-A

    Develop and implement HUD-approved policies and procedures to ensure that the process for conducting an internal audit complies with HUD regulations and the policies and procedures are submitted and certified to HUD.

  •  
    Status
      Open
      Closed
    2017-AT-1008-001-B

    Immediately conduct an internal audit of the CDBG-DR grant funds.

  •  
    Status
      Open
      Closed
    2017-AT-1008-001-C

    Update, finalize, and implement its procurement policies to comply with 2 CFR 200.317-326.

Community Planning and Development

  •  
    Status
      Open
      Closed
    2017-AT-1009-001-A
    $31,157
    Questioned Costs

    Recommendations with questioned costs identify costs: (A) resulting from an alleged violation of a law, regulation, contract, grant, or other document or agreement governing the use of Federal funds; (B) that are not supported by adequate documentation (also known as an unsupported cost); or (C) that appear unnecessary or unreasonable.

    Adequately support or reimburse its HOPWA program $31,157 from non-Federal funds for the inappropriate disbursements.

  •  
    Status
      Open
      Closed
    2017-AT-1009-001-B
    $14,017
    Questioned Costs

    Recommendations with questioned costs identify costs: (A) resulting from an alleged violation of a law, regulation, contract, grant, or other document or agreement governing the use of Federal funds; (B) that are not supported by adequate documentation (also known as an unsupported cost); or (C) that appear unnecessary or unreasonable.

    Reimburse its HOPWA program $14,017 from non-Federal funds for the inappropriate disbursements.

  •  
    Status
      Open
      Closed
    2017-AT-1009-001-C

    Provide adequate training to staff responsible for reviewing and approving the expenditures to ensure compliance with HUD’s and Louisville Metro’s requirements for the administration of the HOPWA program, including processing program disbursements and monitoring project sponsors’ cash management.

  •  
    Status
      Open
      Closed
    2017-AT-1009-001-D

    Implement adequate procedures for sufficiently monitoring its project sponsors’ cash management.

Community Planning and Development

  •  
    Status
      Open
      Closed
    2017-AT-1007-001-A

    Provide adequate monitoring to the Land Bank to ensure that the subrecipient follows Federal regulations as required, including policies and procedures to help verify subrecipient compliance or address any deficiencies in need of correcting, such as annual audits, financial management systems, and file management.